Yuri
Tarnopolsky
![]() Essay 54. Growth and Anti-growth ![]() |
| PART
1, INTRODUCTORY, repetitive, and skippable
My primary subject is the large scale novelty of the contemporary world and the fate of freedom in it as seen by a newcomer transferred here from the extreme non-freedom of a totalitarian society. I wanted to borrow from Montaigne not his comprehensive openness regarding all aspects of his personal life, but his absolute freedom of reflection. Rather early in my childhood, The
Mysterious Island by Jules Verne
was my first and most powerful intellectual stimulus. Some
incomprehensible pages of the
book described chemical processes: making iron, soap, sulfuric and
nitric acids, and
nitroglycerin.
Much later, Montaigne became my first teacher of freedom by affirming
individuality as its very beginning. Montaigne’s Essays was one of the
three most formative books of my youth, two other being Dhammapada
and
Henry Longfellow’s The Song of Hiawatha in a great Russian
translation by Ivan
Bunin.
Hiawatha expanded my understanding of poetry beyond rhymed lines. Chemistry, at an even later stage of my life, opened to me a window through which the world as a whole could be seen and partially understood in terms of atomism and structural transformation. Poetry, science, unbound reflection, and blind moral principles, all coming from my early impressions, are the performing quartet of the collection at spirospero. Alexis de Tocqueville noted in Democracy
in America: Men who live in democratic communities not only seldom indulge in meditation, but they naturally entertain very little esteem for it. A democratic state of society and democratic institutions plunge the greater part of men in constant active life; and the habits of mind which are suited to an active life, are not always suited to a contemplative one. (Volume 2, Chapter X) For eight last years of my life in Communist Russia I had no access to professional life or any employment and my activity for long periods of time consisted in defiant inactivity. I had come to America with a deeply ingrained habit of reflection which attracted me more than anything else. I was happy to reach the point when “meditation” finally became affordable as my major activity, peacefully competing with going to the beach, tending to tomatoes, and fixing the porch. Luckily, by that time Internet was ready to accept anything bottled into a file and tossed into its muddy e-waters. I need this introduction to explain the origin, style, and direction of my casual Essays and somewhat more focused and substantial pieces in complexity because I am approaching very serious and intricate things in which the border between complexity and simplicity, as in all serious matters, disappears. This has always been my main intent and enjoyment, but by counting on minds both active and contemplative I most likely sentence my bottles to perpetual virginity. Indeed, exploiting the incomparable eloquence of Alexis de Tocqueville,
One way to find the calm is just
to
launch one’s mind
into the whirlwind instead of focusing on the single point, only that
single
point should not be money. Amongst a multitude of men you will find a selfish, mercantile, and trading taste for the discoveries of the mind, which must not be confounded with that disinterested passion which is kindled in the heart of the few. A desire to utilize knowledge is one thing; the pure desire to know is another ( Alexis de Tocqueville, Democracy in America, Volume 2, Chapter X).
The powerful current of American life, so contrasting with the pictures of deceitfully drowsy and prostrate suburbs, impresses me much more than Niagara Falls. But what is that heady current and what is its course? It is growth, the universal property of life and all evolving complex systems (X-systems) growing on life. The subject of this Essay is growth from the point of view of a chemist, and if there is growth, anti-growth must be nearby and, probably, growing, too.
2.
COMPOSITION IN SAND AND GRAVEL: making fool of
myself
While reading (superficially) Michel
Foucault very late in
my life, I felt baffled by a new and unfamiliar—except for a few
previous
encounters—kind of literature, rarely readable, but portentous (in
both
meanings of the word). I would put it
into a broad category of search for the shifting borders
between the
four domains: poetry, science, reflection (or philosophy, if
reflection is too obscure), and blind moral principles. I was also
surprised to
find
that all subjects of Foucault's investigation could
be seen
as economics: of sex, madness,
medicine, knowledge, power,
state, and ideology. Philosophy used to be about the sublime, economics
is
about the gritty. With Foucault and Heidegger philosophy falls face
into dust. Economics, which I instinctively distrust, is the largest white spot on my own mental map. But if everything is economics (in the lives of most Human-Americans, I believe, it is) how can I understand the world around me without economics? Some encouragement (bold font is mine) comes from Erwin Schrodinger:
We feel clearly that we are
only
now beginning to
acquire reliable material for welding together the sum total of
all that
is known into a whole; but, on the other hand, it has become next to
impossible
for a single mind fully to command more than a small specialized
portion of it.
I can see no other escape from this dilemma (lest our true who I am be
lost
forever) that some of us should venture to embark on a synthesis of
facts and
theories, albeit with second-hand and incomplete knowledge of some of
them—and at
the risk of making fools of ourselves ( Erwin Schrodinger, What is Life
).
I have no problem with taking this risk, but the above quotation points also to a different matter.
Erwin Schrodinger was not interested in grand theories of everything. He looked at the phenomenon of life from a narrow, purely physical point of view, but addressing the widest audience. He was even criticized for his vulgarization of an important physical concept of entropy, to which he resorted in order to avoid technicalities. As result, he was the first to answer, as early as in 1944, some most general questions about life in a manner that helped James Watson and Francis Crick to search for more intimate molecular details of life. In my opinion, Erwin Schrodinger also formulated the most general principles of all Evolving Complex Systems (X-systems).
I do not believe in
grand
theories of everything and for a
very simple reason: everything evolves and our knowledge of everything
perpetually lacks something we have even
no hint what it could be. A theory of
everything is a contradiction in
terms.
While physical
world
changes negligibly, if at all, during the human presence on earth,
human history is a
record of new and unanticipated events. What we can do is to explore
borders between the certain and the possible, as well as the
expected and the astonishing. We cannot predict the
future, but where does the future start? We cannot know the unknown,
but where does the known end?
Unlike physics,
chemistry
views the world as
transformations of atomic objects selectively connected with
bonds. This is certainly a very narrow slit to look
at the world. But what we can see through it cannot be seen from other
observation points. Regarded in this abstract way, chemistry is just a
field of unusual mathematics, and Ulf Grenander created this field
(Pattern Theory) single-handedly. I was powerfully influenced by
Pattern Theory, but I will remain here just a chemist, which is
my nature. I will not speak about chemical formulas, however, except
for a single trivial incidence.
I will come back to
anti-growth, but
for growth we need to rub shoulders with economics, the most
unorthodox,
but most uninviting subject for me after orthodox religious faith. PART
2 ECONOMICS , the new science of everything
3. EVERYTHING
IS
ECONOMICS: from economics to economics of economics
In the last
century, quite
surreptitiously, economics has turned into the main interscience (but
not yet science) of
humanity,
spanning
from mathematics to biosciences and from thermodynamics to philosophy,
with
cognitive sciences in the folds. As physical sciences are united
by the concept of energy, economics is united by the concept of money—same
money that divides the people who own it. For a compressed illustration
of the
ubiquity of economics, see APPENDIX 1.
I confess, I was not prepared to find almost 1200 recognized
subdivisions of
economics (alas, no Buddhist
economics there).
In short, whatever you touch,
For example, Northwest
Florida Review pays $5 per poem, while Hayden’s Ferry Review
pays up to $100, and Boulevard pays $250 or more. The
Meridian pays $15 per page, and The Georgia Review pays $3
per line. Northwoods
Journal charges a $1 reading fee for each poem. If they publish
your work, they’ll pay you $0.10 per line. In my
eyes nothing is as postmodern
today as economics because it is about performance and performance is
about growth. I begin to believe
that the
entire postmodernity in humanities and art, increasingly in sciences,
and
definitely in technology is simply the complete absorption of human
creativity
of all kinds by the economy. I do not mean it to sound derogative. To
scold evolution is to emulate King Xerxes who
ordered
to whip the sea for scattering his bridge made of boats.
Life
is business. Business is the through-the-looking-glass
wonderland, in which you
have to
run in order to stay in place and run twice as fast to get
anywhere. The "heady current" rolls all things in its
course. Postmodernity does not question ends: it watches the
performance of means.
The Golden Standard of
performance (source: Wikipedia):
In 1998, Deepak Chopra
was awarded the Ig Nobel Prize
in physics for "his unique interpretation of quantum physics as it
applies to life, liberty, and the pursuit of economic happiness."
The business of economics has its own
economy. And, of course, here is economics
of economics:
July
23,
2007: Google: Results 1 - 10
of
about 664 for "economics of economics"
Quoting insightful Tom Coupe: "Economics of Economics is studying the behavior of economists and the characteristics of the economics profession. Maybe this is less wackonomics than the others as it's mainly of interest to economists. At the other side, some people clearly do not like it" ( The Economics of Economics ). There are more "wackonomics" at Tom Coupe's site:
July 23, 2007: Results 1 - 10 of about 11,300 for "economics of terrorism"
Unified evolutionary growth theory (the first one) that captures the co-evolution of: - Homo Sapience - Economies in the long transition from an epoch of Malthusian stagnation to sustained growth. The theory suggests that: - The epoch of stagnation that has characterized most of human history led to a process of natural selection that transformed the characteristics of the human population and made them more complementary to the growth process
Fundamental Premise : During the Malthusian Epoch, the composition of characteristics of the human species that are highly relevant for the understanding of the origin of economic growth has not been stationary. Hereditary human traits, physical or mental, that raised earning capacity, generated an evolutionary advantage Source: Oded Galor and Omer Moav Natural Selection and The Origin of Economic Growth (2002) If
everything is economics, then economics must be complexity in flesh. It
is a stock of an incredible variety of publications,
bold and bright, as well as dull and
drab, see Appendix 1.
As I
suspect, the postmodern market economy of intellectual production
started
with postmodern philosophy, of which David Lewis
and his
plurality of worlds is a relatively recent example. But the major drive
came
from the honest intent to understand complex systems. The work of Peter
Turchin
and his father Valentin
Turchin,
the founder of Principia
Cybernetica Web , numerous
incursions of theoretical physicists into the tides of market economy,
artificial life, the Santa Fe
Institute, the
creepy
promissory notes and the actual ruthless progress of cognitive
sciences, and
grand theories coming from everywhere are some of many indicators of
the
insatiable voracity for understanding complex systems in which human
molecules
display their chemistry. There must be some reason for that apart of
the
natural curiosity and quest for understanding. If kingdoms were never
meant for
sale, managerial skills are, and we can manage anything but complexity.
The
religious faith
in mathematical equations and the escape from the tyranny of
facts are emblematic of postmodern industry of
knowledge. There is, however, a definite center in the
global subconsciousness,
activated
by the lessons of all the hot and cold wars of the last century, plus
the new World War with the invisible phantoms of terror. We
have conquered space and time. Future
is the next frontier and growth is the only way to invade and conquer
the
future, to flood it with your presence and to build a castle on the top
of a mountain. We do not want to build on sand. We need
some
certainty. We would like to slow down the future to be able
to respond to it, as in times of good old European wars written into
history by
a quill. My
own view of the world, with its attention to the hard graphic
skeletons
on the move, instead of equations, comes from the same historical
experience, in
which I was late only for WWI.
NOTE. I am
greatly sympathetic of counterfactual thinking, which is now slowly
smoldering
its way through
humanities. Chemical thinking is deeply counterfactual (allofactual is
a better
term) and requires a constant circumspection about what could possibly
happen otherwise. Look for
transition state in complexity. The
novelty of the
physical universe crawls at a much slower pace than
the novelty of human history or the history of our planet itself. Thus,
life on the Earth is possible only because the Sun evolves incomparably
slower than life. Who can seriously worry about the dimming Sun today?
Probably, only the poets.
4. THE WORLD IS ON FIRE and Britain is
to
blame
As
an example of the contribution of poetry
to the chemist's
vision of the world that I attempt to practice in my Essays, this is
how I see
the Industrial Revolution. Let us look at the map
of coal and iron ore resources of United Kingdom, Figure 1. They either
overlap or
are extremely close. As a chemist I see them mixed up in a crucible on
a lab bench and expect iron ore, Fe2O3 ,
to react with carbon, C, resulting
in iron, Fe, and carbon dioxide CO2
, because it is thermodynamically possible. All we need to start the
reaction is to heat the mixture up. I
see the early Industrial Revolution, therefore,
as an ignition of the process of reduction of
The steam engine evolved further through the internal combustion engine. It was a secondary fire, ignited from the first, in which mineral oil began to burn at ever increasing speed. The industrial use of electricity evolved into IT: information technology. The weak electromagnetic tremor in IT devices keeps tweaking the global nervous system with its creative and destructive impulses.
Fire in this picture is not just a metaphor but an ideogram: a template for a pattern of a process represented across many domains and levels of the world. Classical German philosophy, aloof about coal and iron, was also a fire, still preserved as embers. While the pattern is very general, the template is a configuration taken from just one domain, in this case, chemical one. The chemical process of self-sustaining and accelerating change goes until the fuel and the oxidant are available and the temperature does not drop. Instead of fuel and oxygen, any two components can interact in a fire-like pattern.
The modern economic growth is a
typical—and
the
brightest—example of fire that involves more and more mineral
fuel. The natural limit on this process is one of very few
indisputable but not yet
unambiguously tested principles of economics. It has been tested,
however, in
physiology and medicine: breathing is a
quiet and controlled chemical fire inside the organism, and without
oxygen the
human sooner or later dies, of which the torture by waterboarding
takes
notice. What leaves some hope to economics is that
society always adapts, but at what price remains unclear even for
economists.
The global pattern of fire reflects in much smaller local outbursts. Here is another example from the insular Crucible of Industrial Revolution.
J.K. Rowlands writes her first Harry Potter, which spreads over the world like fire. In this pattern, the material object—book—that arose as a mutation in the mind of the author, probably, just from a cup of tea, interacts with the money of consumers. The global fire was started by a spark, probably, as accidental as the creative impulse, and further self-sustained by the high temperature known as hype.
In the book business demand and supply are oxygen and fuel in the intake of the business machine. It is not important which is what: both are just two interacting components. We can imagine a planet with methane atmosphere and some limited source of oxygen coming from the ground. In this picture the economic roles of fuel and oxidizer are reversed.
When the
next
volumes of paper fuel are
thrown into the fire,
the enterprise
rises the next step up in the form of movies, trinkets, bookmarks,
spoofs, and
the rest
of paraphernalia. Both supply and demand are limited, and so is the
hype.
Children have less choice
than the readers
of Nora Roberts because of the immense peer pressure. What
happens as result is
the immense loss of variety: the
children read one huge volume after another on the same topic instead
of
absorbing twenty slimmer books which could open to them new
vistas.
The
business model took over
Harry
Potter after the writer had completed her first and most creative act,
having established a template on which the process of growth progressed
along a standard scenario,
completely
independent from the content and measurable as performance.
I use the word "dehumanizing" without
any scorn. It denotes the
inclusion of humans into the modern economic metabolism which has
brought a
lot of stability, comfort, and "economic happiness," that most people
in the West, including myself, enjoy and more have been embracing in
the East. Still, anything ending with a
question mark is legitimate within the framework of neology: Mankind
unsparingly uses
every individual as material to heat its great machines; but what good
are the
machines when all individuals (that is, mankind) serve only to keep
them going?
Machines that are their own end—is that the umana commedia?
(Friedrich Nietzsche, Human,
all too Human, "bad-tempered" thought No. 585, 1878)
With China and India burning in growth
fever, with thuggish Russia gloating over Europe kneeling for Russian
gas, I believe, we will know the answer sooner than we would
like. What is growth, then? What is its
origin?
What is that clockwork mechanism that spins the hands in one
direction only? What is its blessing? What is its curse? 5. WHY EVERYTHING GROWS and cannot
stop
Why does everybody and everything want to grow and what happens as result?
Physics
is largely counterintuitive. We do not see gravitation and
electromagnetic
field, neither do we deal with atoms outside a lab. We do
not measure physical properties without
instruments. It
takes a powerful mental effort to penetrate the surface of
observable
events. There
are, however, areas of science that seem to come from common sense.
Thus,
probability theory, which can be as complicated as anything in
mathematics,
came from simple considerations based on everyday experience. Chemistry
looks arcane, but the
chemical concepts of random collision, favorable mutual orientation,
bonding, transition state, and breakup have parallels in the peculiar
human behavior
known as courtship and love. Chemistry is in on the tip of the tong in romance
and politics. From the chemical angle, i.e., from the
atomistic perception
of systems as stable units and bonds (or as configurations of Pattern
Theory),
there
is at least one major difference between big complex systems and small
simple
ones: size.
A—B
—>
A + B ,
A—B <—> A
+ B ,
It is certainly true in the world of
atoms
and molecules
that if some molecule once arose from the environment than it can
happen
again. We are interested, however, in the emergence of Evolving Complex
Systems (X-systems). The spontaneous appearance of anything complex
from
something simple
would
require a rare coincidence of rare events. Similarly, regarding
X-systems of cognitive, social, and political nature, the unique
individuality
of initiators, founders, and circumstances, once lost, cannot be
replaced or recreated. Complexity is improbable, unless we,
complex creatures,
create
it ourselves, and
yet X-systems can be stable (i.e., probable) only if they are
sufficiently
complex or at least large enough as populations. The solution of the
paradox lies in the distinction between
local and global. In a system A—B—A—B—A—B—A—B—A—B ,
A—B—A—B—A—B—A—B—A—B —> A—B—A—B—A—B—A—B—A + B
The big size, therefore, turns
annihilation into
damage.
Growth is self-insurance against accidental loss. This sounds
like economics (GEL
classificator G22, Insurance; Insurance companies).
In the origin and perpetuation of life, growth is life insurance.
![]() Figure 2. Size and damage
A. Lethality of damage to small
size; B. Survival
of population;
C. Large size and damage repair.
A damage in a small system (Figure 2A) can destroy the system if
the energy of the impact per unit of size is high enough. In a
population (2B), a knocked out
unit may not be lethal for the population. A large system (2C) can preserve viability
because of the locality of the damage. The heavily wounded in
Iraq soldiers illustrate human vitality, as
well
as the economics of presidency, in a macabre
way.
A large complex system can be destroyed
if it
is crippled with
several simultaneous hits. Coincidence of several rare events, however,
is
very low. The laws of
probability—the simple property of
our world, which is,
probably, the best argument against deity—is what
made life on earth
possible. Amazingly, physicists used the
improbability of complex systems as
an
argument against spontaneous emergence of life. For a chemist, however,
as for a builder, political leader, and scientist, the
gradual
stepwise buildup of complexity is their daily bread.
Figures 3A and 3B show that if the probability of the damaging factor,
i.e., generalized temperature,
increases, a growth of the system is equivalent to an increase in
temperature (intensity of chaos). A combined multiple damage, however,
can be beyond repair. Again, look at the
Republican Party and the President's crumbling
internal circle. Under right
circumstances the same could apply to the Democrats, who should not be
too
gleeful. ![]() Figure 3. Size, temperature, and
vulnerability
A.
Growth (broken
line) increases the vulnerability to multiple defects at the same
probability of damage;B. Increased probability of damage (i.e., high temperature) creates multiple damage beyond repair.
Growth has some unintended
by Creator consequences for the
evolution of X-systems, but that should be a separate subject. In
short, the excess of energy and matter over the minimum necessary
for subsistence, the famous Mehrwert
, surplus value of Karl
Marx, creates a step—a green pasture—toward
the next level in a food chain. The simple reason is that biochemical
mechanisms of life are universal. The variety emerges and evolution
takes off full throttle: the lion hunts antelopes, the government
collects taxes, the professor steers the postgraduates, the
bookstore peddles Harry Potter trinkets, and wealth creates
super-wealth.
Why do we
need instability to ensure stability? Why do X-systems need to be far from
equilibrium ,
i.e. to continuously consume energy and eject heat? The
answer was given by Erwin
Schrodinger in 1944 in an
incomparably
lucent form. The text
of his
famous groundbreaking book What
is
Life is available
on the Web. It was the very beginning of the revolution in biology. I
see it as
the firm and lasting foundation for the science of X-systems. Schrodinger warned his audience that
the
subject matter of
his public lectures, which preceded the book, was difficult. It
still remains difficult and incessantly
stimulating. I do not need to repeat here the discussion of the
thermodynamic
aspects of life in a large popular literature, as well as in complexity. I am more
interested in non-biological X-systems, among which the ailing American
Democracy is the closest to my heart (are many readers today as excited
by Alex
de Tocqueville as I am?). Time to move from the sunshine
exuberance of growth to the
rainy days of
decline. 6. DIVISION AGAINST MULTIPLICATION: federalism? feudalism? Next,
what is the consequence of growth? Growth is suicidal. But take it easy, so is life. As Anton Chekhov said, life is a deadly disease: the one who lives inadvertently dies. As an economic and political phenomenon, growth carries a kind of autoimmune disease that kills it long before the total global triumph. I wonder if the very special
role
of size and number in evolution has been noticed. The same
objection
of improbability that
physicists have been setting against the spontaneous origin of
life
applies to the origin of species. If genome is very long,
as it is
in most species, then Darwinian evolution may look problematic. The
probability of a significant viable mutation, like the
elephant's trunk, is very low. To continue generalization, radically
new developments in history (WWI, 9-11, military challenge to US,
catastrophic presidency) are highly improbable a priori because
our imagination is not only boundless but also tuned to optimism.
I am not familiar with
literature on the subject, so that the above is nothing but my
uneducated guess. My purpose is to illustrate the generality and the
commonsensical nature of chemical view of the world. Biological life, paradoxically, is much less mysterious than biological death. It is hardly a surprise that history has the same asymmetry. Any empire is inherently unstable and is either in deep slumber or in turmoil. But why is its growth lethal? In the same way that growth makes any change more and more local, it makes any authority less and less potent. When empire—company, office, clan—grows, the leader faces more and more unpredictable events and contradicting choices. The leader loses efficiency and delegates increasing part of his duties. It does not look like anything having to do with chemistry. But, as I noted in Essay 53, Power: Hidden Stick, Shared Carrot, there is an analogy between concentration of social and financial power and localization of energy in quantum physics, which plays profound role in chemistry. See also Essay 37, On the Soul. Social structures need leaders, but why? What is so different about social chemistry, as compared with molecular chemistry? While chemical bonds are more stable than unbonded atoms (positive bonds), social bonds can be either way: positive as well as negative. Some, like the mother-child bond, are very much like chemical bond, but most family and work ties are negative in the sense that they need a constant effort (supply of energy) to maintain, like to keep the ball in the air. In politics, mutual sympathies between nations are exception rather than rule. The most notable example was the unification of disparate nations and sects by Saddam Hussein in Iraq. The mutual distrust and hate exploded after the "liberation." Rivalry is just another word for competition not only in democracies, but also inside all units of any society: family, institution, school, armed forces, science, arts, and government. There is an important difference between negative and neutral bonds. The latter require approximately equal energy to lock or to break. For example, to close or open a door requires about the same energy in the absence of any other external influences. To keep closed the metaphoric gates of secrecy, more material gates of illegal immigration, or quite nightmarish gates of terrorism requires a constant work. To keep the society open requires a lot of work, too, for which purpose the entire design of the social and political machine was put on a blueprint in the US Constitution. In short, the force of authority is needed to keep a social structure in shape. The problem with the growth of a social structure is that the sovereign power of the leader per unit of size decreases with the size. Any added deputy has a more concentrated power over a smaller unit, but at a price: his or her own power and freedom of choice is limited by the immediate superior. Figure 3 illustrates the expansion of an abstract "kingdom," the appearance of an intermediate executive body, a mesoderm (see also Essay 43 on mesoderm), and the transition to "federalism." ![]() Figure 4. Growth and differentiation of
management and function
I find federalism a
convenient shortcut for a class of complex systems that are absent,
as far as I know, in animal populations, is
new
and rare in history, and can, probably, exist only at certain
conditions. Still, it is well worth generalization because "democracy"
is too political and multiform. Federalism, the division of the system into semi-independent units, the abolition of the czar, and the limits on personal power of local leaders have been, probably (who can know for sure?) the main reason for the long, rarely fractured record of success of American society, the success being measured by the general stability. NOTE. Social stability is a
curious phenomenon. My naive impression is that
the American stability is based on the overall acceptance of the margin
of instability in the form of poverty, crime, fraud, deviance, and just
simple stupidity. The optimistic America,
unlike pessimistic authoritarian and idealistic societies, accepts the
imperfections and risks
associated with life on the move. It has the courage to face life. The
totalitarian society, in which I
lived in Russia, was based on expecting the worst from
people and was struggling in vain for perfection.
![]() Figure 5. Vulnerability of the
centralized system
Figure 5 symbolically portrays the consequences of centralization of management: the damaged core can be sensitive to small damage with fatal consequences to the entire system. Intuitively, federalism and feudalism somehow fit the same very abstract contractual pattern. This is a haunting question, cautiously but persistently brought up in literature ( Google: Results 1 - 10 of about 74,700 for feudalism federalism August 11,2007 ) Both federalism
and feudalism are
etymologically related to trust (fealty, fidelity, and
federal
come from fidere,
to trust ). The
lord trusts the vassal, the sub-units trust the federal representative.
The states get pork, the vassals get fiefdoms. The
lord has no separate army to have a hold over the
vassals. The transition from feudalism to capitalist
democracy, therefore, looks like evolution of the energy resource from
renewable (land) to exhaustible (mineral fuel): from a society of
humans to a society of machine parts. Otherwise, the structure of
relations is similar.
The power of a feudal lord was measured in the currency of land. The modern currency of power is money. I hope that I am still within my limits of foolishness by saying that the immense concentration of private wealth in modern times, especially in conjunction with limited energy resources, revives some patterns of feudalism. Whether federalism, or feudalism, or another term from history books, patterns are not anchored: they float through time, place, and across interdisciplinary borders. If all that looks outrageously simplistic, it should: the chemical view of extra-molecular world does not solve any problems. It only helps to see the bones through the fat flesh of complexity. As far as growth of complexity is concerned, it evolves in at least three forms: ![]() Growth is trivial. What is anti-growth, then? The trivial part of it is known as decline. Is there anything less trivial? I believe it is the will not to grow, moreover, the will to have less. NOTE: Growth of
temperature, chaos, and uncertainty may
not be consciously pursued in business, but it is still growth set as a
goal in insurrections and revolutions.
PART 3 LESS is the only solution, but what is the problem? 7. INTRODUCTION TO ANTI-GROWTH : Dhammapada, Verse 167
My own copy of Dhammapada was
the highly professional Russian translation
directly from Pali, elegantly published in 1960.
What impressed me so much in my youth was the commandment rendered
as
“do not
increase existence.” [не
увеличивай
существования]. I had left the book in Russia, but when I returned to
it in English translations, I ran into a mystery.
hinaj dhammaj na seveyya pamadena na sajvasemicchaditthij na seveyya na siya lokavaddhano
In various English translations the fourth part of Verse 167 , na siya lokavaddhano, has been translated differently, but mostly converging on a single meaning: be not a friend of the world, do not be a world-upholder, linger not long in worldly existence, don’t busy
yourself with the
world.
There were interpretations more in
line with my personal perception: do not cultivate the world, do not augment the world. The discrepancies troubled me until I found a detailed interpretation at the Digital Library & Museum of Buddhist Studies of National Taiwan University Library, where the verse was translated as:
Don't
practice
inferior teachings; don't connect with negligence. But the linguistic commentaries in the same source seemed to suggest another interpretation. The key last word lokavaddhano is a composite of loka, world, and vaddhano , derived from vaddhana translated as indulgence, attachment. The commentary, however, mentioned that its root was vaddh- , growth. The word vaddhano was Nominative of singular, masculine noun. Literally, as I see it, the grower of the world. I found also a more direct translation at Concise Pali-English Dictionary:
vaddhana : [nt.] growth;
increase; enlargement. nt. : neuter gender.
My initial understanding since the age
of 25 was do not multiply existence,
i.e., with hindsight, do not grow complexity, do not grow attachments,
do not surround yourself with numerous objects of desire and care, do
not
multiply material things. In short, minimize. In modern lingo,
it,
probably, sounds like focus and prioritize. When,
at about
that age, I had read about Albert Einstein not wearing socks and using
the same soap for washing and shaving, I saw
him as a
Buddhist simplifier. By no means I consider myself a true
Buddhist. Besides, “true” is the most
divisive word if applied to religion or ideology. I am not attracted to either mysticism
or ascetism. I have a few superstitions
(the
spiders bring good news and I never kill them; one should never mix
fresh milk
and cucumbers; I dislike gossip), but I do not believe in any world but
the
one
around. And yet Buddhism has the same spell on me as
on many Western people. One of its
charms is some separation between the final goal and the ways of
achieving it.
The rich assortment of ways and means in Buddhism allows for unwrapping
one
item without opening another. One can be happy just by walking the
pathways and coming home. The dogmatic symmetry of the Buddhist
teaching and
the tight straps of control over young prankish chaos never attracted
me, but
they were a good preparation for mature age.
To endure order and to wreak havoc are two ends of the scale of human behavior. What makes life worth living is that we constantly bend and violate our principles. No religion shuns this game, not even fundamentalism, but the Evangelical Christians in America seem to beat anybody else in lavishly dispensing forgiveness to each other at the expense of tolerance. My meditation on Verse 167 of
Dhammapada
should not be taken
seriously. I am not an expert. Besides, following blind moral
principles, I do
not need to care about facts and truth.
This is certainly incompatible with science. There is, however, a small
(Google: about 25,200 for
"buddhist economics", August 7, 2007)
but well-tended plot of Buddhist
economics, which I am not to visit here. The vast
Economics, however, cannot be neglected in any way because it is has
already fused not only with the biology of the global population of
Homo
sapiens, but also with its blind moral principles. What Michel
Foucault called bio-politics is nothing but economics. NOTE: Taoism
(Lao Tzu) is another
source of anti-growth ideas. There must be some reason for the
emergence of the detachment idea in Eastern philosophy.
8.
IDEOLOGY AND ENERGY : the sleepy hollows of life
The anti-growth spirit of
Buddhism
has not yet
presented any real competition to the ideology of growth.
Nevertheless, anti-growth happens all the time, coming, of course, as
growth. I believe there are at least three ways of anti-growth caused by growth. 1. Consequence of growth of one or more competitors for a limited resource. This is the most trivial phenomenon of biological and social evolution. It is often overlooked, however, that land, including water, is the most ancient limited resource. Land is a natural, powered by sunlight machine for growing food, building materials, and animal power. There is the trivial zero-sum growth, in which competitors push each other away over a nearly constant resource, as the history of European empires and real estate in Manhattan exemplify. If history did not end long ago, it is because the efficiency of the land use has been growing (growth, again). I am interested, however, in the Manhattan of the size of the Earth, flooded not with dollars, but photons of the sunlight. The little Manhattan can be built upwards and downwards, but its supply of sunlight does not change, while demand for energy increases. The Earth is no different, but has neither bridges nor tunnels to the rest of the universe, except the one-way bridge from the Sun. 2. Consequence of errors and chaos in the systems of control and management. The particular talent, as well as mental decline or death, of an authoritarian leader often changes the fate of the entire system. So does the elected leadership, for better or worse. In business and government, the threat of collapse is countered with more: more time, more money, more troops, more information technology, more subcontractors, etc., until the downturn comes. 3. Anti-growth as an idea. I am morbidly fascinated by ideas, the invisible and intangible ghosts that rule our world. The first two kinds of anti-growth are known as the trivial decline, but the world of ideas is so evolutionary new that we, humans, have not yet quite adjusted to their immaterial power. Take philosophy: after Aristotle it is never about the world but about our ideas of it. We know what to do with a dollar bill and a donut, but what to do with ideas, except trying to sell them as fast as possible? That growth of economy means borrowing
against the future has been suspected or well understood for quite a
time. There is a significant volume of
literature related
to what I would call economic anti-growth, more accurately, the
ideology
advocating
limits to growth .
It
all started in 1972
with Limits
to
Growth (abstract)
published by The Club
of Rome
and updated
after 30
years. The idea itself goes back to Robert Thomas
Malthus, who did not anticipate, however, any economic competition
between babies
and
their toys. The anti-growth ideas find their way up from the social subconsciousness in various forms: from protection and preservation of environment (also in the form of growth of nature preserves) to discrediting the growth of bottled water industry, which will certainly mean a growth of some grotesque alternative. Here is something about beer: While many deplore the drunken Brits
wandering
Prague, criticism has begun to come from a new source: environmental
groups who are not amused by the carbon emissions their short- and
midrange flights leave in the atmosphere. Last
week some 2,000 anti-climate-change activists set up camp at London’s
Heathrow Airport, one of the world’s busiest hubs, to protest the
emissions spewed by such flights. Environmentalists also protested the
airport’s plan to add a new runway. Source: The
Prague Post, August 22, 2007.
There is, however, a categorical NO to MORE and an equally categorical WELCOME to LESS. As an example of the modern form of the categorical anti-growth, I would quote a publication of The Free Range Energy Beyond Oil Project : Why the
Only Solution is “Less” The Laws of
Thermodynamics cannot be changed – if
we don't have the energy we need we are unable to carry
out the work we want to.
Consequently, as we face a peak in global energy supply, there is only
one
realistic option: We have to use
“less” energy, and consume “less” resources. By growth and anti-growth I
mean not just ideas, but ideologies,
the programs for action, competing for a nest in a growing number of minds. In this
sense, DNA is also a program for
action. The ideologies set the direction of social change
in the same way as energy
landscape sets
the direction of change in physical and chemical processes.
The visual metaphor of
landscape in evolution was suggested by Conrad Waddington (1905-1975), Figure 6A.
A
B
Waddington's epigenetic
landscape is a metaphor
for how gene regulation determines development. One is asked to imagine
a
number of marbles rolling down a hill towards a wall. The marbles will
compete
for the grooves on the slope, and come to rest at the lowest points.
These
points represent the eventual cell fates, that is, tissue types.
Obviously,
the same can be
said about memes of different ideologies. The ideology landscape
generates certain types of behavior, which are stable in the
corresponding ideological environment. They could clash with a
different environment, as sometimes happens with immigrants. I
use this digression to
emphasize the universality of stability as the
abstract counterpart of energy in physics (Figure 6B). It is time for me to reveal my
personal tilt.
If so, any proponent of
anti-growth cannot rely on rational arguments. We simply do not know
what is going to happen if we rein in our inborn will to grow.
Anti-growth can be just another suicide cult or a pretext for violence.
If we cannot indefinitely
grow energy production, then let evolution (economics calls it market) take its course and just
hope that adaptation will prevail (dinosaurs adapted, anyway, as
lizards). All the more, it is absolutely
hopeless to fight evolution. By definition, evolution is what happens
after all. I suspect, however, that the role of ideas in human
evolution is
largely unclear. We can evaluate it post
factum, but not in situ
nascendi. I am for conservation, prudence, frugality, against waste, against aggressive production of gadgets and toys, theft of time, dumbing down, and voluntary slavery of being wired and always on call. Am I a retrograde grouch? Quite possibly. Another possibility is that I have a hypertrophied instinct of freedom and feel aversion to the prospect of becoming a part of a machine or a herd. Growth is what most people want, do, and celebrate. It is here. Anti-growth is what some dissidents and apostates want, do, and celebrate, probably, only because it is not there. Anti-growth means to keep growth in check, which may require as much energy as growth. A pure idea itself is beyond quantification. On the contrary, the meme of the idea is as much prone to growth in a population of minds as crabgrass among lawn grass. If not rational, than what kind of argument can I present for anti-growth? 9. WHY NOT TO GROW I feel uncomfortable in the
world of ideologies.
Ideology is
anti-freedom of thought more than
anti-anything-else. While I cannot act by non-thinking, I can
act by feeling, doubting,
and, probably, by
non-acting (wu
wei
in Taoism). How can we justify anti-growth if, indeed, thermodynamics does not say anything nice about the future of us, humans? I do not have rational arguments for anti-growth. I do not have even any personal interest in it. I confess of having some strong atavistic instincts of growth. My own argument against growth is artistic, i.e., essentially, poetic. It is pictorial, see Figure 7. In the time of my youth I saw the world as a borderless globe on which humans could move in any direction, build any life they wanted, and grow toward the stars. With time, after the influence of thermodynamics, personal experience, observation of the changing world, and especially after moving to America, I began to see the human position in the world differently: as the place inside a sphere, not on it. It was not because the exhaustion of resources had come earlier than expected, but because I saw the incredible extent of waste in the disposable civilization in my new life against the incredibly low level of consumption in my previous life. I have no expertise in the problem except the emotional one. ![]()
A
B
Figure
7. The open (A) and
closed (B) worlds.
We live in a closed world (thermodynamically, it is a system open only to energy) that could be compared with a hot air balloon in the air, Figure 8, flying to an unknown destination. We all are in a closed cabin. We burn our fuel. I have to share space and
breathe the same air with mostly
indifferent, but also some highly
unsympathetic and hostile people. Moreover, most of my companions are
not even people. Some are animals and plants, others just man-made
things
that need
energy, others are parts of human bodies, like heart pacer, stent, and
electronic prosthesis. I want to stretch my legs. I want privacy. The food and water are limited. The fuel in the tanks is limited. What should I do? I do not ask "What we should do?" because there is no "we." When the fuel nears the end, who is going to be jettisoned to keep the balloon in the air? The scientist, who can divert energy from the sunlight? The dictator, who could maintain order? The free thinker? The unbeliever? The Hummer monster? The computer, which does not take too much energy and does not whine for water? Me, who keeps to himself? I have to grow myself into "we," grow that "we," and make sure we do not believe anymore in growth. We have to land, to find a place under the sun, and to think what to do next, and, probably, how to escape the Inquisition of Holy Growth, with the blueprints of our minds stored in Google's personal web search records. It is remarkable that not only the arthritic Microsoft but also the young Google, whom I noticed and embraced right after his birth, are being discussed today in connection with evil. I realize that my antipathy to growth does not make any logical, scientific, economic, or any other sense. Anti-growth, or Tao—it is just a blind moral principle, double-edged, like any blind moral principle, even do not kill. Waste of energy and matter, disposal of able man-made things, waste of human time and attention are in my overheated imagination the next level down from murder. Economics captivates and unnerves me. Is it just a modern religion with the only commandment: grow? Is it an ideology of extremes, polarities, and contrasts, the wind that blows up the new world fire in which oil, nature, vehicles, and lives are burning? Is Confucianism, with its commandment of the Middle Road, a kind of anti-economics? Didn't it bring to power Mao and his frenzy of destruction, as well as the post-Mao frenzy of construction? Economic growth was as much an obsession of Soviet Communism as it has been of capitalism. Economics is a religious testament of growth. As any religion, it cannot be fought with arguments, but only with another religion. It is useless to fight for alternative sources of energy because with the ideology of growth they will be very soon exhausted by growing consumption and waste. We have perfect photo cameras and generate thousands of photos that nobody will ever have time or curiosity to see. We have powerful fast computers and devour a mass of visual information that will leave no trace in mind. We have high speed internet filled up with junk mail and ephemeral graphics. Whatever we grow will be consumed or wasted, enjoyed for a second, at best, and discarded. We, humans, are still unique: we have ideas, some of them suicidal. All I can do is to provide another temporary storage for the meme of anti-growth. I hope, Tom Coupe will refer us someday to his wackonomics page The Economics of Anti-economics. The rest will be decided by evolution. Probably, anti-growth is just a recessive meme waiting for its time. Let us keep the idea in mind—the pool of genes for evolution to tinker with. Growing my own website, I see the clear effects of excessive growth: repetitions, loss of focus, loss of connection between segments, rambling, superficiality, loose ends, too much involvement into form at the expense of substance, probably, awful English, and worst of all, the intimidating, self-defeating size that makes it inaccessible and boring. If this website were an economic enterprise, it would be already doomed, unless I could clone several people out of myself. But it is not. Still, maybe it is time to wind up. But this is the same as to die. Life is growth. Sorry, no space here for anti-life. NOTE (February 18, 2008): I must not be ambiguous about the major fact of life: it ends with death, for which the "anti-life" euphemism is silly. APPENDIX 1
Social Science Research Network
SSRN Abstract Database by JEL Classification The database consists of 1168 lines, of which I list only 130, some human issues in red, to illustrate the variety of topics: A: General Economics and Teaching A11 - Role of Economics; Role of Economists A13 - Relation of Economics to Social Values A2 - Teaching of Economics A21 - Precollege B: Methodology and History of Economic Thought B1 - History of Economic Thought through 1925 B2 - History of Economic Thought since 1925 B23 - Econometrics; Quantitative Studies B3 - History of Thought: Individuals B4 - Economic Methodology C: Mathematical and Quantitative Methods C12 - Hypothesis Testing C13 - Estimation C14 - Semiparametric and Nonparametric Methods C3 - Econometric Methods: Multiple/Simultaneous Equation Models C34 - Truncated and Censored Models C53 - Forecasting and Other Model Applications C6 - Mathematical Methods and Programming C62 - Existence and Stability Conditions of Equilibrium C63 - Computational Techniques C7 - Game Theory and Bargaining Theory C8 - Data Collection and Data Estimation Methodology; Computer Programs D: Microeconomics D00 - General D1 - Household Behavior D12 - Consumer Economics: Empirical Analysis D18 - Consumer Protection D2 - Production and Organizations D21 - Firm Behavior D3 - Distribution D31 - Personal Income and Wealth Distribution D4 - Market Structure and Pricing D46 - Value Theory D5 - General Equilibrium and Disequilibrium D6 - Economic Welfare D61 - Allocative Efficiency; Cost-Benefit Analysis D63 - Equity, Justice, Inequality, and Other Normative Criteria and Measurement D64 - Altruism D7 - Analysis of Collective Decision-Making D71 - Social Choice; Clubs; Committees D72 - Economic Models of Political Processes: Rent-Seeking, Elections, Legislatures, and Voting Behavior D73 - Bureaucracy; Administrative Processes in Public Organizations D8 - Information and Uncertainty D84 - Expectations; Speculations D9 - Intertemporal Choice and Growth D91 - Intertemporal Consumer Choice; Life Cycle Models and Saving E: Macroeconomics and Monetary Economics E21 - Consumption; Saving E3 - Prices, Business Fluctuations, and Cycles E4 - Money and Interest Rates F: International Economics F1 - Trade F17 - Trade Forecasting and Simulation F2 - International Factor Movements and International Business F3 - International Finance F4 - Macroeconomic Aspects of International Trade and Finance G: Financial Economics G1 - General Financial Markets G11 - Portfolio Choice G33 - Bankruptcy; Liquidation H: Public Economics H1 - Structure and Scope of Government H6 - National Budget, Deficit, and Debt I: Health, Education, and Welfare I3 - Welfare and Poverty I31 - General Welfare; Basic Needs; Quality of Life I32 - Measurement and Analysis of Poverty J: Labor and Demographic Economics J1 - Demographic Economics J12 - Marriage; Marital Dissolution; Family Structure J13 - Fertility; Child Care; Children; Youth J17 - Value of Life; Foregone J2 - Time Allocation, Work Behavior, and Employment Determination J28 - Safety; Accidents; Industrial Health; Job Satisfaction; Related Public Policy J5 - Labor-Management Relations, Trade Unions, and Collective Bargaining J6 - Mobility, Unemployment, and Vacancies J7 - Discrimination K: Law and Economics L: Industrial Organization L1 - Market Structure, Firm Strategy, and Market Performance L2 - Firm Objectives, Organization, and Behavior L3 - Nonprofit Organizations and Public Enterprise L82 - Entertainment; Media (Performing Arts, Visual Arts, Broadcasting, Publishing, etc.) L83 - Sports; Gambling; Recreation; Tourism M: Business Administration and Business Economics; Marketing; Accounting M1 - Business Administration M14 - Corporate Culture; Social Responsibility M5 - Personnel Economics N: Economic History N1 - Macroeconomics and Monetary Economics; Growth and Fluctuations N4 - Government, War, Law, and Regulation N5 - Agriculture, Natural Resources, O: Economic Development, Technological Change, and Growth O1 - Economic Development O40 - General O41 - One, Two, and Multisector Growth Models O42 - Monetary Growth Models O47 - Measurement of Economic Growth; Aggregate Productivity O49 - Other O5 - Economywide Country Studies P: Economic Systems Q: Agricultural and Natural Resource Economics Q2 - Renewable Resources and Conservation; Environmental Management R: Urban, Rural, and Regional Economics R21 - Housing Demand R3 - Production Analysis and Firm Location R53 - Public Facility Location Analysis; Public Investment and Capital Stock Z: Other Special Topics Z1 - Cultural Economics
Examples of entries: Why Kill Politicians? A Rational Choice Analysis of Political Assassinations
May 2007
Keywords: Rational choice, democracy, dictatorship, assassination, deterrence
JEL Classifications: D01, D70, K14, K42, Z10 I29 - Other Mental
Health and Higher Education:
Mapping Field, Consciousness and Legitimation
Sheepskin
or Prozac: The Causal Effect of
Education on Mental Health APPENDIX 2 Dhammapada manuscript on palm leaves
EXAMPLES: terror, politics,
China,
We still do not know how exactly life
emerged and whether
there is a single way to life. Yet we can observe the emergence of
X-systems
out of very simple configurations in history of social, political,
economic, and
religious movements, of which Al-Qaeda and, more generally, Islamism,
are the
most recent phenomena.
3.1. Suicidal
terrorism is
the
most mysterious phenomenon from the economic point of view. How can
anything grow if the ultimate result is self-destruction? It can,
if destruction is a business and production growth is rewarded in the
economy of destruction. The reward, in deferred or whatever form, goes
to the managers. It al looks like a typical Marxist model of
exploitation.
As all X-systems, Islamism (1)
has a
template
to grow and restore lost parts in the form of
doctrine and technical manuals and (2) consumes energy (money) and
matter
(humans, explosives, food, etc.). It essentially repeats the pattern of
early Russian Communism, counting on human and monetary resources on
global scale on
the
grounds of ideological solidarity. Fascism counted, for a start, only
on its
own resources and so did the contained Communism. Islamism, however, is
the
first totalitarian movement in possession, actual or potential, of
enormous
resources of all kinds, including not just mineral fuel, land, and
human
sacrifice, but also Western education and technology.
I am looking forward
to a new book by Robert
Reich , a man who looks very deep into the most important matters,
right into the day after tomorrow, and can tell about what he sees in
clear and
convincing language :Supercapitalism: The
Transformation of Business, Democracy, and Everyday Life.
3.2. Political parties in
America, it is my intuitive assessment, have been growing
in power, i.e. the ability
to sign big checks for a single goal. The goals of both American
political
parties are sharply focused on single issues and names, which makes the
use
of money in electoral campaigns relatively effective, especially for swiftboating, for
the winner, of course. I do not have, however, any facts
to
substantiate
this my rather venomous statement. But I can add even more venom: only
the goals of mafia seem to be as narrowly focused as the goals of
electoral campaigns.
Dr. Carmona said he was ordered to mention President Bush three times on every page of his speeches. He also said he was asked to make speeches to support Republican political candidates and to attend political briefings. Source: http://www.nytimes.com/2007/07/11/washington/11surgeon.html?pagewanted=print This effectively refreshes my memories of Soviet life. Nothing bothers me as much in American political life as the all too familiar party discipline.The term sovietization (Results 11 - 20 of about 76,800 for sovietization, 7/19/2007 9:04 AM) is not my invention. It is used in a variety of meanings. “Sovietization of America” (Results 1 - 10 of about 1,870 for "sovietization of america". 7/19/2007 8:59 AM) is seen by one correspondent as: The Sovietization of America
continues.
3.3.
China is the most interesting historical
laboratory of
anti-growth.
The interplay between growth and
resources creates a particular
history. Thus,
America owes in part its history to immense land resources that seemed
endless
and China to its fertile but limited ones. America began with scarce
European
population and China has had large (but fluctuating) population
throughout its
history. China exports
it enormous workforce without even moving people, and the United States
imports
brains from China together with their bodily encasings because America
has been
losing the ability to grow their own. Alexis de Tocqueville left us the
following
image, which we
should not judge for historical truthfulness: The nation
[China] was absorbed in
productive industry: the greater part of its
scientific processes had
been preserved, but science itself no longer existed
there. This served
to explain the strangely motionless state in which
they found the minds
of this people. The Chinese, in following the
track of their
forefathers, had forgotten the reasons by which the latter
had been guided.
They still used the formula, without asking for its
meaning: they
retained the instrument, but they no longer possessed the
art of altering or
renewing it. The Chinese, then, had lost the power
of change; for them
to improve was impossible. (Democracy in America, Volume II,
Chapter X) x |
| The ideas of Essays 51 to 56 are
developed in INTRODUCTION
TO PATTERN CHEMISTRY: http://spirospero.net/patternchemistry-parts1to3.pdf At SCRIBD: http://www.scribd.com/doc/15606783/INTRODUCTION-TO-PATTERN-CHEMISTRY-Parts-13- See also: IS THERE ANY LAW OF NATURE BEHIND THE FINANCIAL CRISIS OF 2008-2009? http://spirospero.net/pattern chemistry overview.html Page
created: August 2007
——
Last
updated: May 29, 2009
|